Compliance Monitoring Officer

Salary

£40,000 - £50,000 Per Annum

Location

London

Job Type

Permanent

Sector

Compliance

Job Reference

CERCMO


Job Description

Job Responsibilities:

  • Conduct and execute wide risk based Compliance Monitoring Plan for Financial Crime.
  • Provide support when needed in order to conduct and execute the Compliance Monitoring Plan for Regulatory Compliance.
  • You will need to assist with any compliance monitoring investigations on behalf of regulatory and other competent authorities.
  • Maintain and update risk based Compliance Monitoring Plan and suggest amendments.
  • Develop management information for all monitoring tests and reports.
  • Timely resolution of outstanding issues.
  • Help to develop, review, update and communicate Compliance Policies and Procedures, in regards to monitoring, to allow the Bank to comply with all applicable regulations and requirements and operate within the Bank’s Risk Appetite.

Requirements:

  • Understanding of the compliance and CDD framework.
  • Understanding of cross border requirements and the application of regulation for example the 4th EU Money Laundering Directive.

Education:

  • University degree desirable.
  • Relevant qualifications desirable.

Experience:

  • Previous monitoring or quality assurance experience in financial crime.
  • Function within a Wholesale / Corporate Banking or Investment Banking institution, is preferred.

Apply

Tick here to register with us for a faster application process